ria
Commonwealth
In PWD coverage since August 14, 2026 · 3 stories
1Deals on our tracker
-7Talent net · 12 months0 in · 7 out
Talent flow · 12 monthsOn the wire →
Net -7 · 0 arrivals · 7 departures
Advisor
Aug 16 · advisor move
Arrivals
None tracked.
Departures
Rick Bergstrom
Aug 16 · to Cetera (Summit Financial Networks)
Jim Tucker
Aug 16 · to Cetera Financial Group (Summit Financial Networks)
Jim Tucker
Aug 16 · to Cetera (Summit Financial Networks)
Matt Dupon
Aug 14 · to Merit Financial Advisors
Jim Tucker and Patrick Bria
Aug 14 · to Cetera Financial Group
Scott Miller
Aug 14 · to Merit Financial Advisors
Deal recordFull tracker →
Feb 28, 25Deal announcedLPL Financial Holdings Inc.
PWD coverage
The Close
Atlanta is the new front in the RIA roll-up war
MAI's $490 million Atlanta purchase, backed by Carlyle, makes the Southeast the region to watch in RIA consolidation.