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Saturday, October 3, 2026The Morning Brief →Sign in
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SEC

In PWD coverage since September 29, 2026 · 16+ stories
PWD coverage
Filings

SEC accuses Meyer Global of five schemes targeting SpaceX and OpenAI investors

The complaint alleges at least $1.27 million misappropriated from private funds and nearly 100 investors deceived between December 2021 and the September 30 filing.
RIA · Oct 3SEC bars Clarice Crystal Saw over alleged $2.4 million theft from elderly client
Filings · Oct 3Merrill Lynch agrees to pay $39 million to settle cash sweep class action
Features · Oct 3CG Financial hires TradePMR and Axos executives as platform fight intensifies
The Close · Oct 2SEC proposes letting RIAs self-custody crypto when no permitted custodian is available
regulation · Oct 2Illinois agrees to six-month crypto tax delay pending court approval
the_wrap · Oct 2SEC custody proposal would make state trust companies qualified custodians
the_wrap · Oct 2Ares closes $4.2 billion structured solutions fund; Strategic Income Fund reports 11.6% repurchase requests
Allocators · Oct 2Partners Group splits €6.6bn evergreen fund into two portfolios after withdrawal cap
book · Oct 1SEC staff statement details Trump Account auto-enrollment and names BNY as trustee
regulation · Oct 1SEC Commissioner Hester Peirce departs, leaving Crypto Task Force without a named successor
the_wrap · Oct 1Columbia and Bahnsen file interval funds that source private assets two ways
regulation · Oct 1SEC tokenized-stock exemption and CFTC relief follow Senate's CLARITY rejection
Features · Oct 1SEC asks whether CFP or CPA counts as an accredited investor
tokenization · Sep 29Cboe and S&P DJI extend SPX options license to 2051 with tokenization clause
adoption · Sep 29Uphold survey finds 75% of U.S. banks have blockchain programs, 22% live
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